Complete review for the NASAA Series 65 Uniform Investment Adviser Law examination
Walk into the NASAA Series 65 exam ready for every question. This complete study guide gives Investment Adviser Representative candidates a clear review of every topic the exam tests, plus 600 original practice questions, each with a full written explanation. Questions are scenario-based, from adviser law to portfolio math, and every explanation shows why the correct answer is right and why each wrong choice is a trap. Covers economic factors, investment vehicles, portfolio theory and management, client suitability, the Investment Advisers Act and state registration, and fiduciary and ethical obligations. Includes 2 full-length practice exams with complete answer keys. An independent study aid, not affiliated with or endorsed by FINRA or NASAA.
There are no reviews for this book yet.